-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M8oTGbPgVmUM5HtchyfP4aHWS+FYmy47PrW8McC35+lomDPuYqtZb7zlBdM7qr9F vRkrqgxDTI1mjq9Xuh5z0w== 0001256484-04-000015.txt : 20040213 0001256484-04-000015.hdr.sgml : 20040213 20040213131744 ACCESSION NUMBER: 0001256484-04-000015 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RELIANT RESOURCES INC CENTRAL INDEX KEY: 0001126294 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 760655566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78063 FILM NUMBER: 04596834 BUSINESS ADDRESS: STREET 1: RELIANT ENERGY INC STREET 2: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132073000 MAIL ADDRESS: STREET 1: 1000 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN TRUST CORP CENTRAL INDEX KEY: 0000073124 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 362723087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 50 S LASALLE ST CITY: CHICAGO STATE: IL ZIP: 60675 BUSINESS PHONE: 3126306000 FORMER COMPANY: FORMER CONFORMED NAME: NORTRUST CORP DATE OF NAME CHANGE: 19780525 SC 13G 1 reli03.txt SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.) Reliant Resources, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 75952B 10 5 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. CUSIP No. 75952B 10 5 13G Page 2 of 6 Pages 1 Name of Reporting Person S.S. or I.R.S. Identification No. of above person Northern Trust Corporation 36-2723087 The Northern Trust Company 36-1561860 Northern Trust Bank of California, NA 94-2938925 Northern Trust Bank of Florida, NA 36-3190871 Northern Trust Bank of Texas, NA 75-1999849 Northern Trust Investments, N.A. 36-3608252 Northern Trust Bank, FSB 38-3424562 Northern Trust Company of Connecticut 06-6275604 2 Check the appropriate box if a member of a group Not Applicable (a) [ ] (b) [ ] 3 S.E.C. use only 4 Citizenship or place of organization Northern Trust Corporation--a Delaware corporation with principal offices in Chicago, Illinois Number of shares beneficially owned by each reporting person with 5 Sole Voting Power 15,941,881 6 Shared Voting Power 579,026 7 Sole Dispositive Power 1,217,704 8 Shared Dispositive Power 23,599 9 Aggregate amount beneficially owned by each reporting person 16,535,364 10 Check box if the aggregate amount in Row (9) excludes certain shares. Not Applicable 11 Percent of class represented by amount in Row 9 5.61 12 Type of reporting person Northern Trust Corporation HC SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Check the following box if a fee is being paid with statement [ ]. 1. (a) Reliant Resources, Inc. (Name of Issuer) (b) 1000 Main Street, Houston, Texas 77002 (Address of Issuer's Principal Executive Office) 2. (a) Northern Trust Corporation (Name of Person Filing) (b) 50 South LaSalle Street, Chicago, Illinois 60675 (Address of Person Filing) (c) U.S. (Delaware Corporation) (Citizenship) (d) Common Stock, No Par (Title of Class of Securities) (e) 75952B 10 5 (CUSIP Number) 3. This statement is being filed by Northern Trust Corporation as a Parent Holding Company in accordance with S240.13d-1(b) (1) (ii) (G). 4. (a) 16,535,364 (Amount Beneficially Owned) (b) 5.61 (Percent of Class) (c) Number of shares as to which such person has: (i) 15,941,881 (Sole Power to Vote or to Direct the Vote) (ii) 579,026 (Shared Power to Vote or to Direct the Vote) (iii) 1,217,704 (Sole Power to Dispose or Direct Disposition) (iv) 23,599 (Shared Power to Dispose or Direct Disposition) 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: [ ] 6. Statement regarding ownership of 5 percent or more on behalf of another person: 7. Parent Holding Company reporting on behalf of the following subsidiaries, all of which are banks as defined in Section 3(a) (6) of the Act: The Northern Trust Company 50 South LaSalle Street Chicago, IL 60675 Northern Trust Bank of California N.A. Northern Trust Bank of Florida N.A. 355 South Grand Avenue, Suite 2600 700 Brickell Avenue Los Angeles, CA 90071 Miami, FL 33131 Northern Trust Bank of Texas N.A. Northern Trust Investments, N.A. 2020 Ross Avenue 50 South LaSalle Street Dallas, TX 75201 Chicago, IL 60675 Northern Trust Company of Connecticut Northern Trust Bank, FSB 300 Atlantic Street, Suite 400 10 West Long Lake Road Stamford, CT 06901 Bloomfield Hills, MI 48304 8. Identification and Classification of Members of the Group. Not Applicable. 9. Notice of Dissolution of Group. Not Applicable. 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. NORTHERN TRUST CORPORATION _________________________________ By: Steven L Fradkin DATED: 02-10-2004 As its: Chief Financial Officer EXHIBIT TO SCHEDULE 13G FILED BY NORTHERN TRUST CORPORATION Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-1004 Attention: Filing Desk, Stop 1-4 RE: Reliant Resources, Inc. Pursuant to the requirement of 240.13d-1(k) (1) (iii), this exhibit shall constitute our written agreement that the Schedule 13G to which this exhibit is attached is filed on behalf of Northern Trust Corporation and of its subsidiary(ies), as stated below, regarding our respective beneficial ownership in the above-captioned equity security. NORTHERN TRUST CORPORATION _________________________________ By: Steven L Fradkin DATED: 02-10-2004 As its: Chief Financial Officer The NORTHERN TRUST COMPANY ________________________________________ By: Steven L Fradkin As its Chief Financial Officer NORTHERN TRUST BANK OF CALIFORNIA, NA NORTHERN TRUST BANK OF FLORIDA, NA NORTHERN TRUST BANK OF TEXAS, NA ________________________________________ By: Quentin C. Johnson As its Authorized Representative NORTHERN TRUST INVESTMENTS, N.A. ________________________________________ By: Orie L. Dudley As its Director NORTHERN TRUST BANK, FSB ________________________________________ By: Brian J. Hofmann As its Authorized Representative NORTHERN TRUST COMPANY OF CONNECTICUT ________________________________________ By: Lisa McGorty As its Senior Vice President -----END PRIVACY-ENHANCED MESSAGE-----